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Regulators To Review Morgan Stanley’s Lost E-Mails

Law360 (January 5, 2007, 12:00 AM EST) -- Wall Street firm Morgan Stanley is again under scrutiny over tens of thousands of missing e-mails, despite paying $15 million to placate federal regulators last year.

The investment bank agreed last May to settle a suit brought by the U.S. Securities and Exchange Commission over alleged repeated failures to produce e-mails during a five-year investigation into a conflict of interest scandal that implicated major firms.

But the president of the North American Securities Administrators Association, Joe Borg, said he planned to review the deal for the...
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