SEC Fines Fintech Adviser In First-Ever Marketing Rule Action

By Aislinn Keely ( August 21, 2023, 4:25 PM EDT) -- Fintech investment adviser Titan Global Capital Management USA LLC has settled with the U.S. Securities and Exchange Commission for more than $1 million to resolve claims that it advertised misleading hypothetical performance projections, making it the first adviser sanctioned under the agency's recently amended marketing rule....

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