1st Circ. Chides SEC, Judge In Atty Stock Scheme Case
By Julie Manganis ( February 14, 2025, 5:45 PM EST) -- A split First Circuit has found that the U.S. Securities and Exchange Commission was trying to hedge its bets before it asked the panel to reverse a partial dismissal of an enforcement action against a former Connecticut attorney that the agency had itself requested, but also that a Massachusetts district judge had made a series of errors that warrant kicking the SEC's cases back to the lower court....
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