Ex-Oppenheimer Exec Pleads Guilty To Stock Fraud
Former Oppenheimer Executive Vice President Bart Fingerhut on Wednesday pled guilty to one count of conspiracy to commit securities fraud and agreed to disgorge $11 million in ill-gotten gains. The U.S. Securities and Exchange Commission, which brought the civil fraud case against Fingerhut, said it may still impose a penalty on the former executive.
In addition to Fingerhut, the SEC’s...
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