Trivium Analyst Settles SEC Insider Trading Claims

Law360, New York (July 12, 2011, 12:13 PM EDT) -- A Trivium Capital Management LLC analyst accused of trading on insider information about corporate mergers has agreed to pay more than $290,000 to resolve a civil suit brought by U.S. securities regulators, according to an order filed Monday in a New York federal court.

Jeffrey Yokuty will disgorge more than $127,000 and pay an equal civil penalty, plus nearly $35,000 in interest, according to an order signed by U.S. District Judge Jed S. Rakoff. Yokuty also consented to an order enjoining him from future securities violations....
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