We use cookies on this site to enable your digital experience. By continuing to use this site, you are agreeing to our cookie policy. close

Merrill Units Must Pay $8M Over Stock Seizure: FINRA

Law360, New York (July 27, 2011, 3:38 PM EDT) -- A Financial Industry Regulatory Authority dispute resolution panel last week ordered three Merrill Lynch & Co. Inc. units to pay Staton Family Investments Ltd. $8.1 million over the seizure of nearly...
To view the full article, register now.
Law360 Pro Say Podcast
Check out Law360's new podcast, Pro Say, which offers a weekly recap of both the biggest stories and hidden gems from the world of law.