We use cookies on this site to enable your digital experience. By continuing to use this site, you are agreeing to our cookie policy. close

Merrill Lynch Investment Units Pay $500K To CFTC

Law360 (August 1, 2007, 12:00 AM EDT) -- Two Merrill Lynch & Co. subsidiaries have agreed to pay $500,000 to put to rest allegations that they violated U.S. Commodities Futures Trading Commission rules by failing to file annual reports...
To view the full article, register now.
Law360 Pro Say Podcast
Check out Law360's new podcast, Pro Say, which offers a weekly recap of both the biggest stories and hidden gems from the world of law.