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NYSE Fines Charles Schwab For Poor Control Procedures

By Marius Meland ( November 15, 2005, 12:00 AM EST) -- Charles Schwab & Co. Inc. failed to prevent investment advisors from forging checks and letters of authorization to move its customers' assets, according to a New York Stock Exchange panel, which slapped the broker-dealer with a $1 million fine Tuesday as part of a settlement....

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