House Panel Can't Nix SEC Subpoena In Insider Trading Probe

Law360, New York (November 16, 2015, 5:47 PM EST) -- A New York federal judge ordered the U.S. House of Representatives Ways and Means Committee and a former staffer on Friday to respond to an SEC subpoena request within 10 days in a health care insider-trading probe, but did call the request “overbroad.”

U.S. District Judge Paul Gardephe granted in part and denied in part the agency’s request to force former Ways and Means aide Brian Sutter to respond to the SEC’s subpoena, which sought to determine whether he or anyone else tipped off Greenberg Traurig LLP lobbyist Mark Hayes about an important health care policy change.

Hayes ​allegedly ​sent the...

Stay ahead of the curve

In the legal profession, information is the key to success. You have to know what’s happening with clients, competitors, practice areas, and industries. Law360 provides the intelligence you need to remain an expert and beat the competition.

  • Access to case data within articles (numbers, filings, courts, nature of suit, and more.)
  • Access to attached documents such as briefs, petitions, complaints, decisions, motions, etc.
  • Create custom alerts for specific article and case topics and so much more!


Hello! I'm Law360's automated support bot.

How can I help you today?

For example, you can type:
  • I forgot my password
  • I took a free trial but didn't get a verification email
  • How do I sign up for a newsletter?
Ask a question!