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Adviser Settles With SEC On Charges Of Defrauding Athletes

Law360, New York (May 6, 2016, 4:45 PM EDT) -- A Pittsburgh-based financial adviser has reached an agreement with the U.S. Securities and Exchange Commission to settle charges he used $2.35 million in client funds to make unauthorized payments and investments,...
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Case Information

Case Title

Subscribers Only

Case Number

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New York Southern

Nature of Suit



Subscribers Only

Date Filed

May 6, 2016

Government Agencies

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