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Merrill Lynch Pays $7M FINRA Fine Over Leveraged Accounts

By Carmen Germaine (November 30, 2016, 2:53 PM EST) -- The Financial Industry Regulatory Authority announced Wednesday that Merrill Lynch will pay more than $7 million in fines and restitution for inadequately supervising its customers' use of leverage, including repaying some customers for losses on Puerto Rican securities in leveraged accounts....

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