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Clayton Shifts SEC Focus To Retail Investors In First Year

By Dunstan Prial (May 4, 2018, 4:47 PM EDT) -- U.S. Securities and Exchange Commission Chairman Jay Clayton's clear initiative to protect retail investors since taking the helm of the Wall Street regulator one year ago this week is widely viewed as a positive shift in direction, but has also raised concerns the agency may lose focus on potential misconduct by big financial institutions given its limited resources....

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