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Ex-Brookstreet CEO Asks 9th Circ. To Toss SEC's $10M Win

By Daniel Siegal (August 7, 2014, 9:37 PM EDT) -- Brookstreet Securities Corp.'s former CEO on Tuesday urged the Ninth Circuit to reverse a $10 million securities fraud ruling against him, saying the U.S. Securities and Exchange Commission cannot hold him liable for the actions of brokers he hired who sold risky investments....

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