Capital Markets Archive » December, 2017

Capital Markets - December, 2017

173 articles

• Senate Approves Final 2 SEC Commissioners
• 5 Most-Read Legal Industry Articles Of 2017
• Longtime SEC Enforcer Will Join Private Practice
• Aerkomm Hopes $40M Public Offering Will Fly With Investors
• Spoliation Scrutiny: Disparate Standards For Distinct Mediums
• What To Expect From Blockchain In 2018
• Cancer-Focused Biopharma Co. Tallies $60M Funding Round
• Chinese Lender Raises $108M After Slashing IPO
• Citing Ponzi Guilty Plea, SEC Strikes $363K Deal With Broker
• Treasury, FHFA Allow Fannie And Freddie To Retain Capital
• Puerto Rico Pension Fund To Resume Bond Interest Payments
• CFTC Settles With Metals Co. Accused Of Hyping Shady Deals
• Ex-Bankrate CFO Charged Over 'Cookie Jar' Accounting
• Goldman Adds Ex-Sullivan & Cromwell Partner As Co-GC
• New Comptroller Promises Continuity Amid Rule Tweaks
• Wash. Investment Adviser Raided His 3 Funds, SEC Says
• Hearing The Need For More Women's Voices In The Courtroom
• Dutch Investor Group Sues Lloyds, UBS Over Rate Rigging
• Cryptocurrency Tezos Dodges Asset Freeze Despite 'Turmoil'
• Big Banks' Living Wills Pass Muster With The Feds
• Ex-Barclays Trader To Pay SFO Thousands After Libor Verdict
• 2nd Circ. Says No Jurisdiction In 140-Year Peru Bonds Suit
• SEC Temporarily Halts Trading On Red-Hot Blockchain Co.
• Ex-Broker Cops In NJ To Accepting Kickbacks For Stock
• Probe Initiated After $6B Puerto Rico Gov't Stash Revealed
• 11th Circ. Affirms $3M Verdict Against Guatemalan Bank
• Va. Pastor, Wife Convicted Of $2M Investment Scam
• NY SEC Boss Joins Finn Dixon, To Be Replaced By Ropes Atty
• My Strangest Day In Court
• Bitcoin Futures: A Closer Look At CME's Contract Design
• Stock Tickers, Trademarks And The Potential For Conflict
• 2nd Circ. Revives 'Flash Boys'-Inspired Suits
• Greek Shipping Co. Hit With Suit Over Reverse Stock Split
• Hong Kong's Embrace Of Multi-Class Shares Not Absolute
• SEC Nominees Push Forward After Senator Lifts Hold
• SEC Reaches $50M Deal Settling Saddle River Ponzi Suit
• Deals Rumor Mill: Humana, Dole Food, Autodis
• Pomerantz, Rosen To Lead Blue Apron Stock-Drop Suit
• London Stock Exchange Biz Capital Program Heads To China
• How 2 Devices And 1 Domain Changed My Practice In 2017
• Trustees Seek Help In Splitting $4.5B JPMorgan RMBS Deal
• EU Mulling Crackdown On Retail Sales Of Risky Investments
• Fed Vice Chair Recuses Himself From Wells Fargo Matters
• Global Watchdogs To Test Incentives For OTC Central Clearing
• Deals Rumor Mill: Platinum Equity, Toshiba, Aston Martin
• Funds' Swaps Suit Against Vereit, Schorsch Largely Survives
• Final GOP Tax Bill Settles On 21% Corporate Rate
• A Chat With Orrick COO Laura Saklad
• Alternative Fees: My Experience At Bartlit Beck
• Chinese Lender Tops 2 Year-End IPOs Set To Raise $220M
• Jurors Should Have An Active Role In Trials
• SEC's Reversal On ALJs Could Affect Its Forum Choices
• UK Examines Further Initial Coin Offering Regulation
• Texas Jury Partly Clears Ex-Servergy CEO At SEC Trial
• SEC Gets Extension Of Asset Freeze For Digital Coin Offerer
• McGuireWoods Grows DC Office With Ex-FINRA Exec
• Broker, Cable Vendor Downsize IPOs Just Before Pricing
• Chinese Consumer Lender Slashes IPO Amid Crackdown
• Ex-Deutsche Traders' Libor Trial Delayed By Taint Inquiry
• ESMA Clarifies EMIR Rules On Clearing, Swap Reporting
• Why Information Governance Is More Important Than Ever
• BigLaw Is Behind The Automation Curve
• Judge Won't Take Tilton's Taxes Off Table In $45M Bank Fight
• Westinghouse Gets 3-Month Extension To File Ch. 11 Plan
• SEC Seeks To Freeze Digital Coin Offerer's Assets
• Lucia Case Best Opportunity To Rule On ALJs, Attys Say
• Deals Rumor Mill: Disney, AmBank, Saudi Aramco
• Ex-Deutsche Bank Trader's Libor Case Tainted, Judge Told
• Yellen Expects Continuity In Fed Rules When She Departs
• The Future Of Bitcoin Futures
• SEC Names Longtime GOP Aide Head Of Accounting Unit
• Game Maker To Pay $4M To End Investor Claims Over IPO
• Iron Mountain Taps Equity, Debt To Fund $1.3B Buy
• US Stock Exchanges Get All Clear On MiFID II Equivalence
• SEC Knocks Trader's DQ Bid Over Alleged Privilege Breach
• FXCM Owner Files Ch. 11 Prepack To Restructure Notes
• Judge Won't Help Out Convicted Analyst's Firm On Legal Fees
• DLA Piper Adds Boston Partner To Transactional Practice
• 2nd Circ. Won't Rethink Denying Nomura, RBS Jury Trial
• Onetime Fund Manager Stole $10M From Investors, Feds Say
• NY's OCC Fintech Charter Suit Dismissed As 'Speculative'
• Deals Rumor Mill: FirstCaribbean, Sabeco, Elenia Oy
• International ICOs May Not Be Safe From The SEC
• Kramer Levin, Sidley Steer VICI Properties' $100M IPO Filing
• Judging A Book: Cooke Reviews 'Constance Baker Motley'
• Keeping Your Law Library Relevant In The Age Of Google
• 6 Things You Need To Know About Millennial Jurors
• What Your Colleagues Think Of Litigation Finance
• Why Investors Are Taking The Leap To 3rd-Party Funding
• Has Litigation Finance Shed Its Stigma?
• SEC Chair Urges Main Street To Tread Cautiously With ICOs
• Bitcoin Futures Bring Digital Currencies To Wider Market
• SEC Sues Conn. Firm And CEO Over 'Mark-Ups,' Fees
• KKR, FS Investments Team Up For $18B Biz Development Co.
• FDIC Says Judge Should Overlook Citibank Refusal To OK Suit
• Ameriprise, 2 Others To Pay $10M In SEC F-Squared Sanctions
• SEC Halts Food Review Co.'s $15M ICO For Not Registering
• DOJ Says Forex Traders' Rate-Rigging Was Felt In The US
• Litvak's Appeal Argument Met With Skepticism In 2nd Circ.
• Mizuho Picks Off Lead Plaintiff In Mt. Gox Collapse Suit
• NJ Bitcoin Investor Accuses UK Firm Of Ponzi Scheme
• The Trump Administration's Move Against SEC Judges
• The Law Firms Of The 2017 MVPs
• Law360 MVP Awards Go To Top Attorneys From 78 Firms
• SEC Sues Immigration Atty Over EB-5-Related Commissions
• Mellon Sues Altaba To Boost Share Rate For $1.4B In Notes
• Court OKs $35M Atty Fees In Deutsche, JPMorgan Libor Deal
• House OKs Bill Loosening Small Firm M&A Disclosure Rules
• Biotech Denali Therapeutics Tops 3 IPOs Totaling $506M
• US Says It Needn't Show Deutsche Traders Duped Libor Body
• Real Estate Brokerage Leads 3 IPOs Set To Raise $762M
• Deals Rumor Mill: Bayer, Toshiba, Alexion Pharmaceuticals
• Feds, SEC Say Broker Raised $2M In 25-Year Ponzi Scheme
• Trump Tweet Raises Concern Over Regulators' Independence
• Globalworth Raises $455M In Upsized Offering
• Wall Street Giants Urge SEC To Take On Exchange Fees
• Fed To Open The Door A Crack On Stress Testing
• US, Hedge Funds Spar Over Puerto Rico Oversight Law
• Puma Exec's Brother Traded On Cancer Drug Info, SEC Says
• Investors Blast BNY Mellon Bid To Sever Claims In RMBS Suit
• 2 Biotech Cos., Payday Lender Tap IPO Market For $307M
• Deals Rumor Mill: Old Mutual, Fosun, Johnson & Johnson
• Green Building Materials Co. Execs Settle With SEC For $5.6M
• What We Learned From Barclays Market Manipulation Case
• Global Regulators Finally Sign Off On Basel IV Banking Rules
• SEC Fines Hedge Fund Chief, Hubby Over Alleged Tip Sharing
• SEC Judge Delays Shkreli Hearing In Light Of 'Lucia' Move
• Bank Tells 11th Circ. Irrelevant Evidence Backed $3M Ruling
• Will The Supreme Court Review SEC's In-House Judges?
• Del. Justices Urged To Remand S. China Livestock Case
• SEC Says Excessive Trading By 2 NY Brokers Hurt Clients
• Tax Plans, Tariffs Cast Late Pall On Energy Finance In 2017
• SEC Reinstates Former Dell CAO Barred For Cooking Books
• Global Airport Concessions Operator Files $100M US IPO
• The Johnson Conviction And Fallout For Forex Market
• Hensarling Opens The Door For Housing Compromise
• PE-Backed Car Insurer Sabre Prices £287.5M London IPO
• US Firms Must Beware New EU Investment Disclosure Laws
• Calif. Statute Of Limitations Sinks Deutsche Bank RBMS Suits
• Westinghouse, Creditors Spar Over Extension For Ch. 11 Plan
• Profs Fight For Clarity On Class Cert. In Securities Suits
• Performance Food's $188M Offering Sees PE Firm Exit
• SEC Atty Joins Perkins Coie In Calif. As Partner
• Overseas Tipster Nets $4.1M SEC Whistleblower Award
• Dodd-Frank Rollback Bill Moves Out Of Committee Unchanged
• 2nd Circ. Revives Alibaba Securities Class Action Over IPO
• Valeant Prices Upsized $1.5B Bond To Refinance Debt
• SEC Approves NYSE Plan To Delay End-Of-Day Material News
• Growth Lending Co. Closes $275M Equity Offering
• BNY Mellon Says Royal Park's Proposed Class Still Lacking
• Summit REIT Unveils $92M Offering Meant To Fund Deals
• Navigating Whistleblower Protections Across The Atlantic
• Targeted Bill Could Bring First Broad Changes To Dodd-Frank
• Justices Won't Hear Banks' Appeal In FDIC's $140M MBS Suit
• NYSE Seeks To Lower Required No. Of Investors For SPACs
• SEC Accuses Accounting Firm Of Fraud Over Microcap Audits
• LPL Asks Calif. Judge To Nix Stock-Drop Suit For Good
• Real Estate Broker Leads 2 IPO Launches Totaling $749M
• Exchanges Set To Launch Bitcoin Futures Trading
• Top 10 Whistleblowing And Retaliation Events Of 2017
• Compliance Failures And The Resulting Risks For Directors
• SEC Enforcement: Past, Present And Future
• Tax Bill's Swift Passage May Create Legal Quandaries
• Senate Passes $1.4 Trillion Tax Cut Legislation
• Citibank Reaches Deal To Exit Lehman's $1B Clawback Fight
• Quebecois Duo Hit With SEC Fraud Suit Over $15M ICO
• VC Group Gets Win In Foreign Entrepreneur Rule Row
• Biotech Cos. Among 5 IPOs That Could Surpass $580M
• Blackstone Unit Aims For $344.5M-Plus Stock Offering
• SEC Deal Bars Ex-Mayor In Ill. From Muni Offerings
• Wells Fargo Fires Back At Fund Advisers In RMBS Suit
• 2 Blank Check Cos. In Energy, Leisure Raise $500M Total
• 1 Firm Tops November IPO Activity Amid Deal-Making Surge