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April 20, 2010

Securities and Exchange Commission v. McGinn, Smith & Co, Inc. et al

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Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.


  1. March 30, 2015

    SEC Wins $99M From Convicted McGinn Smith Brokers

    A New York federal judge on Friday granted a request by the U.S. Securities and Exchange Commission to order two former McGinn Smith & Co. brokers accused of a $126 million investment scheme to pay more than $99 million back to investors, and also tapped numerous assets from which to draw the funds.

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