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September 18, 2009

Grund et al v. Principal Financial Group, Inc. et al

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Case Number:



New York Southern

Nature of Suit:

Personal Property: Other

Multi Party Litigation:

Class Action


Robert W. Sweet



Sectors & Industries:

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Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.


  1. August 23, 2013

    Principal To Pay $3.2M In Westgate Ponzi Settlement

    Principal Financial Group Inc. has agreed to pay $3.2 million to settle a class action alleging that the company let its retirement account holders unwittingly invest in an alleged Ponzi scheme run by Westgate Management LLC , the plaintiffs said in documents filed in New York federal court Thursday.

2 other articles on this case. View all »


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