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January 31, 2012

Charles Schwab & Co., Inc. v. Financial Industry Regulatory Authority, Inc.,

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Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. May 11, 2012

    FINRA Shakes Schwab's Suit Over Class Waivers

    A California federal judge on Friday tossed Charles Schwab & Co. Inc.'s suit against the Financial Industry Regulatory Authority over alterations made to customer account agreements to prevent them from joining class actions against the company.

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