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Mealeys

MLex

May 08, 2015

Louis Lim v. Charles Schwab & Co., Inc.

Track this case

Case Number:

3:15-cv-02074

Court:

California Northern

Nature of Suit:

Contract: Other

Multi Party Litigation:

Class Action

Judge:

Richard Seeborg

Firms

Companies

Sectors & Industries:

View recent docket activity

Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. January 05, 2018

    9th Circ. Upholds Toss Of Schwab Class Suit Citing SLUSA

    A Ninth Circuit panel has upheld a ruling by a California federal judge last year dismissing two putative class action suits alleging retail broker Charles Schwab violated its duty to customers by sending certain securities orders to UBS Securities rather than seek the best possible venue for their trades, affirming the lower court lacked subject matter jurisdiction.

2 other articles on this case. View all »

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