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March 22, 2016

Scottsdale Capital Advisors Corporation et al v. Financial Industry Regulatory Authority, Inc.

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Reflects complaints, answers, motions, orders and trial notes entered from Jan. 1, 2011.
Additional or older documents may be available in Pacer.

Coverage

  1. April 26, 2016

    Brokerage's Challenge To FINRA Enforcement Power Axed

    The Financial Industry Regulatory Authority convinced a Maryland federal judge to toss a brokerage's challenge to the agency's enforcement powers Tuesday, on the grounds that FINRA's penny stock allegations against the brokerage belonged in the regulator's administrative proceeding, not federal court.

4 other articles on this case. View all »

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