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Ex-Brokers Slam SEC Bid For Early Win In Trade Fee Fight

Law360 (March 6, 2018, 9:55 PM EST) -- Two former brokers facing U.S. Securities and Exchange Commission claims that they ripped off investors with excessive trading fees and reckless investments have urged a New York federal judge not to...
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Subscribers Only

Case Number

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Court

New York Southern

Nature of Suit

850(Securities/Commodities)

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Date Filed

January 9, 2017

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