Securities Dealer Agrees To Asset Freeze In Scalping Suit

By Sarah Jarvis (September 8, 2021, 5:38 PM EDT) -- A securities dealer and its owners have told a New York federal judge that they've agreed to a preliminary injunction and asset freeze, following claims from the U.S. Securities and Exchange Commission that they engaged in a penny stock scalping scheme that reaped $11 million in illegal profits....

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