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NY Jury Finds Brokerage, Execs Liable For SEC Fraud Claims

By Pete Brush (May 15, 2019, 4:46 PM EDT) -- A Manhattan federal jury held brokerage Portfolio Advisors Alliance and two executives liable Wednesday for selling $9 million of shares in a lender without being honest about the fact that the lender hadn't been audited, clearing the U.S. Securities and Exchange Commission to seek penalties....

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