UBS Strikes $25M Deal With SEC Over Alleged Trading Fraud
By Al Barbarino ( June 29, 2022, 7:02 PM EDT) -- The U.S. Securities and Exchange Commission and UBS Financial Services Inc. agreed to a $25 million settlement Wednesday on claims that the firm sold roughly $2 billion of a complex investment strategy without properly explaining the risks to its advisers and clients....
Law360 is on it, so you are, too.
A Law360 subscription puts you at the center of fast-moving legal issues, trends and developments so you can act with speed and confidence. Over 200 articles are published daily across more than 60 topics, industries, practice areas and jurisdictions.
A Law360 subscription includes features such as
- Daily newsletters
- Expert analysis
- Mobile app
- Advanced search
- Judge information
- Real-time alerts
- 450K+ searchable archived articles
And more!
Experience Law360 today with a free 7-day trial.