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SEC Sanctions Attys For Flouting Rules In EB-5 Offerings

Law360, New York (December 7, 2015, 4:38 PM EST) -- The U.S. Securities and Exchange Commission sanctioned six attorneys and sued a seventh Monday, saying they acted as unregistered broker-dealers when they helped to effect EB-5 investments by clients seeking U.S....
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California Central

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Securities/Commodities

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Date Filed

December 7, 2015

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