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SEC Wants $2.5M Fine After IBM Stock Tip Trial Win

Law360, New York (March 8, 2016, 11:27 AM EST) -- The U.S. Securities and Exchange Commission on Monday asked a New York federal judge to fine two brokers a total of approximately $2.5 million after a jury found them liable for...
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Subscribers Only

Case Number

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New York Southern

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Subscribers Only

Date Filed

June 25, 2014

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Government Agencies

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