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SEC Suit Over $17M Stock Scheme Time-Barred, Broker Says

By Bill Wichert ( July 3, 2017, 5:47 PM EDT) -- A broker-dealer has argued that a lawsuit alleging he took part in a $17.2 million pump-and-dump stock scheme was filed too late in New Jersey federal court by the U.S. Securities and Exchange Commission and should be dismissed, several months after his related criminal charges were tossed for similar reasons....

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