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Ex-Nomura Trader Can't Ditch SEC Fraud Suit, Judge Rules

Law360 (February 12, 2018, 10:00 PM EST) -- A former head trader at Nomura must face a U.S. Securities and Exchange Commission suit accusing him of lying to customers about the prices he’d paid for commercial mortgage-backed securities he...
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New York Southern

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Securities/Commodities

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Date Filed

May 15, 2017

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