We use cookies on this site to enable your digital experience. By continuing to use this site, you are agreeing to our cookie policy. close

Convicted BofA Inside Trader Gets SEC Sanctions

Law360 (January 14, 2009, 12:00 AM EST) -- The U.S. Securities and Exchange Commission has issued sanctions barring Paul Risoli, a Banc of America Securities LLC broker indicted for wire and securities fraud, from engaging with financial services agents....
To view the full article, register now.
Law360 Pro Say Podcast
Check out Law360's new podcast, Pro Say, which offers a weekly recap of both the biggest stories and hidden gems from the world of law.