2nd Circ. Asked To Keep FINRA 'Customer' Definition Broad
By Stephanie Russell-Kraft ( April 21, 2014, 1:58 PM EDT) -- An attorney for Connecticut-based hedge fund Turnberry Capital Management LP told a panel for the Second Circuit Monday that the Financial Industry Regulatory Authority's definition of a "customer" should not be narrowly interpreted against the spirit of FINRA's core mission....
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