We use cookies on this site to enable your digital experience. By continuing to use this site, you are agreeing to our cookie policy. close

Merrill Lynch To Pay $6M Over Improper IPO Share Sales

Law360 (December 20, 2018, 3:55 PM EST) -- The Financial Industry Regulatory Authority has fined Merrill Lynch Pierce Fenner & Smith Inc. $6 million for selling shares in initial public offerings — including IPOs of Facebook, Twitter, LinkedIn and...
To view the full article, register now.
Law360 Pro Say Podcast
Check out Law360's new podcast, Pro Say, which offers a weekly recap of both the biggest stories and hidden gems from the world of law.