9th Circ. Backs Oppenheimer Bid To Avoid FINRA Arbitration
By Rae Ann Varona ( April 24, 2025, 7:09 PM EDT) -- The Ninth Circuit unanimously affirmed Thursday a lower court's ruling blocking two Washington state couples' bid to arbitrate claims against Oppenheimer & Co. Inc. before the Financial Industry Regulatory Authority, saying the couples weren't customers of the financial services company despite getting caught up in a former Oppenheimer employee's Ponzi scheme....
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