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Expert Analysis

Dropped Case Shows SEC Focus On Independent Directors

By Dianne Descoteaux ( October 21, 2025, 10:47 PM EDT) -- The U.S. Securities and Exchange Commission on July 11 dropped all charges against Pinnacle Advisors LLC's independent director and adviser officer defendants in the first case seeking to enforce the SEC's liquidity rule, which requires registered funds to manage liquidity risk. The impact of the case in the fund world continues to reverberate.[1]...

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