SEC Fines 4 Firms Over Alleged Pay-To-Play Violations

By Katryna Perera (September 16, 2022, 2:09 PM EDT) -- The U.S. Securities and Exchange Commission has made settlements with four different investment advisory firms over allegations that they violated the commission's pay-to-play rule, which prohibits investment advisers from providing services to government-related clients for two years following a political campaign contribution made by the firm or an associate....

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