What Trading Restrictions On China Mean For US Markets
Law360 (January 7, 2021, 5:51 PM EST) -- Concern and frustration with Chinese companies that do not comply with U.S. regulatory standards have resulted in a variety of measures that will have material consequences for the U.S. trading markets for the securities of those issuers.
Among others, U.S. broker-dealers, alternative trading systems and securities exchanges will need to incorporate trading restrictions into their policies and procedures. One of the most significant restrictions starts on Jan. 11, 2021.
Developments Affecting U.S. Trading Markets
Executive Order on Addressing the Threat from Securities Investments That Finance Communist Chinese Military Companies — Nov. 12, 2020
As of Jan. 11, 2021, Executive Order 13959...
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