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News (1044)
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November 15, 2019 SEC Whistleblower Office Nets $2B Sanctions After Slower '19
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November 15, 2019 MVP: Labaton Sucharow's Serena Hallowell
...— As told to Rachel Graf Law360's MVPs are attorneys who have distinguished themselves from...
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November 08, 2019 High Court Ruling Against SEC A Boon For Defendants
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November 06, 2019 SEC's Self-Report Effort Pushes Enforcement Higher In '19
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November 05, 2019 SEC Disgorgement Could Survive A High Court Defeat
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November 01, 2019 CFTC Accused Of Withholding Docs About 'Secret' Kraft Deal
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November 01, 2019 Supreme Court To Review SEC's Right To Seek Disgorgement
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October 31, 2019 New SEC Guidance Is 'Arbitrary,' Proxy Advisory Firm Says
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October 25, 2019 Pitney Bowes Beats Post-Cyan Investor Suit In Connecticut
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October 23, 2019 SEC's ICO Enforcement Has 'Changed Behavior,' Official Says
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October 22, 2019 'Mootness Fees' Are Beyond Court's Purview, 7th Circ. Hears
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October 16, 2019 Fed Board Member Lays Out Challenges Facing Libra
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October 15, 2019 Investor Group Pans FINRA Broker Expungement Proceedings
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October 11, 2019 DC Circ. Presses SEC To Justify Exchange Fee Program
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October 11, 2019 Firms Want $2M In Fees For Quantum Accounting Settlement
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October 11, 2019 Congress Looks To Expand Financial Whistleblower Definition
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October 08, 2019 Tesla Suit Lead Plaintiff Survives 9th Circ.'s Scrutiny
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October 04, 2019 Plaintiffs Firms Follow Easy Merger Money To Federal Court
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September 30, 2019 Rakoff Triples Objector's Atty Fees In $3B Petrobras Deal
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September 27, 2019 Herbalife Reaches $20M SEC Deal Over China Biz Operation
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